-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CasdJ/Jh9QXZwu9eJ5knKsNNWR8V5Uo+MBok3XXu+bfv8t71Xz9gqXAEGKNFiYc5 xnMZsrczkz++okVP3aVa8A== 0001104659-06-072878.txt : 20061108 0001104659-06-072878.hdr.sgml : 20061108 20061108170421 ACCESSION NUMBER: 0001104659-06-072878 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 GROUP MEMBERS: APOLLO ADVISORS V, L.P. GROUP MEMBERS: APOLLO GERMAN PARTNERS V GMBH & CO. KG GROUP MEMBERS: APOLLO MANAGEMENT V, L.P. GROUP MEMBERS: APOLLO NETHERLANDS PARTENRS V (A), L.P. GROUP MEMBERS: APOLLO NETHERLANDS PARTNERS V(B), L.P. GROUP MEMBERS: APOLLO OVERSEAS PARTNERS V, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UAP HOLDING CORP CENTRAL INDEX KEY: 0001279529 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 113708834 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80187 FILM NUMBER: 061198286 BUSINESS ADDRESS: STREET 1: C/O UNITED AGRI PRODUCTS INC STREET 2: 7251 W 4TH STREET CITY: GREELEY STATE: CO ZIP: 80634 BUSINESS PHONE: 9703554400 MAIL ADDRESS: STREET 1: C/O UNITED AGRI PRODUCTS INC STREET 2: 7251 W 4TH STREET CITY: GREELEY STATE: CO ZIP: 80634 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT FUND V LP CENTRAL INDEX KEY: 0001162726 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2 MANHATTANVILLE RD STREET 2: C/O APOLLO ADVISORS LP CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146948000 MAIL ADDRESS: STREET 1: 2 MANHATTANVILLE RD STREET 2: C/O APOLLO ADVISORS LP CITY: PURCHASE STATE: NY ZIP: 10577 SC 13D/A 1 a06-23594_3sc13da.htm AMENDMENT

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE
COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

 

UAP Holding Corp.

(Name of Issuer)

 

Common Stock, par value $.001

(Title of Class of Securities)

 

903441 10 3

(CUSIP Number)

 

John F. Hartigan, Esq.
Morgan, Lewis & Bockius LLP
300 S. Grand Avenue

Los Angeles, CA 90071

(213) 612-2500

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

November 7, 2006

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Investment Fund V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Overseas Partners V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Netherlands Partners V (A), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Netherlands Partners V (B), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo German Partners V GmbH & Co. KG

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Germany

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

6



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Management V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

7



 

CUSIP No.   903441 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Apollo Advisors V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
0 shares of Common Stock

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
0 shares of Common Stock

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares of Common Stock

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

8



 

This Amendment No. 2 supplements and amends the Statement on Schedule 13D filed on December 3, 2004, as amended and supplemented by Amendment No. 1 thereto filed on March 9, 2006, by (i) Apollo Investment Fund V, L.P., a Delaware limited partnership (“Investment V”), (ii) Apollo Overseas Partners V, L.P., a limited partnership registered in the Cayman Islands (“Overseas V”), (iii) Apollo Netherlands Partners V (A), L.P., a limited partnership registered in the Cayman Islands (“Netherlands A”), (iv) Apollo Netherlands Partners V (B), L.P., a limited partnership registered in the Cayman Islands (“Netherlands B”), (v) Apollo German Partners V GmbH & Co. KG, a limited partnership registered in Germany (“German V,” and collectively with Investment V, Overseas V, Netherlands A and Netherlands B, the “Apollo Funds”), (vi) Apollo Management V, L.P., a Delaware limited partnership (“Management V”) and (vii) Apollo Advisors V, L.P., a Delaware limited partnership (“Advisors V,” and together with the Apollo Funds and Management V, the “Reporting Persons”), relating to the shares of common stock, par value $0.001 (the “Common Stock”), of UAP Holding Corp. (the “Issuer”).

Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Statement on Schedule 13D filed on December 3, 2004.

Responses to each item of this Amendment No. 2 to Statement on Schedule 13D are incorporated by reference into the response to each other item, as applicable.

 

Item 1.

Security and Issuer

 

 

 

 

Item 2.

Identity and Background

 

 

 

 

Item 3.

Source and Amount of Funds or Other Consideration

 

 

 

 

Item 4.

Purpose of Transaction

 

 

 

 

Item 5.

Interest in Securities of the Issuer

Item 5 is hereby amended and supplemented by deleting it in its entirety and replacing it with the following:

On November 7, 2006, the Apollo Funds sold an aggregate of 8,468,313 shares of Common Stock pursuant to an underwritten offering as discussed in the Prospectus Supplement (File No. 333-131080) filed by the Issuer with the Securities and Exchange Commission on November 3, 2006, to the Prospectus dated March 1, 2006 filed in connection with the registration statement on Form S-3 filed by the Issuer on January 18, 2006, as amended to date (the “Registration Statement”).  Following such sale, the Apollo Funds no longer hold any shares of Common Stock of the Issuer.

             (a)      See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference. 

             (b)      See the information contained on the cover pages to this Amendment No. 2 to Schedule 13D which is incorporated herein by reference.

 

 

9



 

             (c)      There have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Persons, except as described in this Amendment No. 2 to Schedule 13D.

             (d)      None.

             (e)      November 7, 2006.

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 is hereby amended and supplemented as follows:

On November 2, 2006, the Apollo Funds entered into an Amended and Restated Underwriting Agreement with Goldman, Sachs & Co. (the “Underwriter”), the Issuer and the other selling stockholders identified therein, whereby the Apollo Funds agreed to sell an aggregate of 8,468,313 shares of Common Stock at a price of $22.50 per share. Closing of the sale occurred on November 7, 2006.  See the Form of Underwriting Agreement, which is incorporated herein by reference to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K, as provided in Item 7 herein.

 

 

Item 7.

Material to Be Filed as Exhibits

Exhibit 1:

Underwriting Agreement dated as of November 2, 2006 by and among the Issuer, the Apollo Funds and other Selling Shareholders, and Goldman Sachs & Co. (incorporated herein by reference to Exhibit 1.1 to UAP Holding Corp.’s 8-K Current Report filed with the Securities and Exchange Commission on November 6, 2006 (File No. 000-51035)).

 

10



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:

 

November 8, 2006

 

APOLLO INVESTMENT FUND V, L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO ADVISORS V, L.P.

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

Date:

 

November 8, 2006

 

APOLLO OVERSEAS PARTNERS V, L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO ADVISORS V, L.P.

 

 

 

 

 

 

 

Its Managing General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

Date:

 

November 8, 2006

 

APOLLO NETHERLANDS PARTNERS V (A), L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO ADVISORS V, L.P.

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

 



 

 

Date:

 

November 8, 2006

 

APOLLO NETHERLANDS PARTNERS V (B), L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO ADVISORS V, L.P.

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

Date:

 

November 8, 2006

 

APOLLO GERMAN PARTNERS V GmbH & CO. KG

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO ADVISORS V, L.P.

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

Date:

 

November 8, 2006

 

APOLLO MANAGEMENT V, L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

AIF V MANAGEMENT, INC.

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

 

 

Date:

 

November 8, 2006

 

APOLLO ADVISORS V, L.P.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

APOLLO CAPITAL MANAGEMENT V, INC.

 

 

 

 

 

 

 

Its General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Patricia M. Navis

 

 

 

 

 

 

 

 

Patricia M. Navis

 

 

 

 

 

 

 

 

Vice President

 

 

 


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